Forms library.

All the forms to support your trading needs.
Good-looking lawyer with very fancy manilla folder in hand

Welcome to the place you'd rather not be. We know forms are a pain, and we always try to minimise their existence. Sometimes, though, they're a necessary evil to protect your assets and identity. 

Please contact Openmarkets support for application forms. If you're looking for our legal page – which includes riotous readings and hit titles like T&Cs, FSG and best execution policy – you'll find that here.


Read before you trade

You should read and understand some important info before you open an account with us. Fo' real. You'll find some bonus reading if you're thinking of trading options. Lucky you.


Third party authority

Ok now we're getting into actual form territory. You might say we're in pretty good form. Shucks.

Third party authority form – Macquarie

Link an existing Macquarie Cash Management Account (CMA) to settle transactions on your Openmarkets account.

Third party authority form – DDH Graham

Link an existing DDH Graham Money Market Deposit Account to settle transactions on your Openmarkets account.

Third party authority form – Leveraged Equities

Link an existing Leveraged Equities margin loan to settle transactions on your Openmarkets account.

Third party authority – General

Grant a third party authority to view or transact on your trading account.


All the other forms

And here are all some forms for when you're having a party closer to home... as opposed to third party – get it?

Options application form

New options clients must already be Openmarkets clients – if you're not yet, please contact support to complete an account application form. 

Apply to trade options on your Openmarkets account.

One-off sales form

Sell a listed security that is Issuer-sponsored in an individual or joint name, at minimum $200 or 1.5% per sale.

Broker to broker holdings transfer form

Existing clients only. Transfer holdings attached to an existing HIN with another broker to your Openmarkets HIN.

Change of address form

Update your CHESS registration address and/or your email address for contract notes on your account.

Change of name form

Certified supporting documents required. Change your name on an account.

Direct debit setup form

Set up a direct debit arrangement with Openmarkets for the payment of monthly trading software license fees.

FATCA supplementary form

FATCA (Foreign Account Tax Compliance Act) self-certification form for when individuals relating to companies, trust or super funds are US citizens or residents for tax purposes.

Issuer-sponsored holding transfer form

Transfer issuer-sponsored holdings to your Openmarkets HIN.

Off-market transfer form

Change the registered name on a holding from one entity to another.

Withdrawal request form

Withdraw funds from the Openmarkets ANZ Cashactive trust account linked to your Openmarkets trading account.

Account closure request form

Close your Openmarkets trading account?! 😱

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